 |
Convention
on the International Maritime Organization
Adoption: 6 March 1948
Entry in force: 17 March 1958
Background
The importance
of international co-operation in shipping has been recognized for centuries,
and has long been manifested in maritime traditions such as ships taking refuge
in foreign ports in the event of bad weather and going to the aid of others
in distress, irrespective of their nationality.
In 1889 an international maritime conference in Washington, DC, United States
discussed a proposal to set up a permanent international body to cater for the
needs of shipping. This followed the establishment of a number of other international
organization, such as the International
Telegraph (now Telecommunications) Union (established 1865); the International
(now World) Meteorological Organization (1873); and the Universal
Postal Union (1874).
But the plan
for a shipping body was rejected. The Conference announced: "for the present
the establishment of a permanent international maritime commission is not considered
expedient". The reason - although not stated explicitly - was that the
shipping industry was suspicious of any attempt to control its activities and
restrict its commercial freedom.
In 1945, the United Nations was established and, in the same decade, a number
of international organizations were formed, each dealing with a different subject.
The International Civil Aviation
Organization (ICAO) was founded in 1944, the Food
and Agriculture Organization (FAO) was created in 1945, the United
Nations Educational, Scientific and Cultural Organization (UNESCO) in 1945
and the World Heath Organization
(WHO) in 1947. All were members of the United Nations system. In 1948, a Conference
was held to establish a similar body for shipping.
The
Geneva conference 1948
The Geneva conference
opened in February 1948 and on 6 March 1948 the Convention establishing the
Inter-Governmental Maritime Consultative Organization (IMCO) was adopted. (The
name was changed in 1982 to International Maritime Organization (IMO)).
The aims of the new Organization were summarized in Article 1 (since
amended see below) of the Convention:
| (a) |
To
provide machinery for co-operation among Governments in the field of governmental
regulation and practices relating to technical matters of all kinds affecting
shipping engaged in international trade, and to encourage the general adoption
of the highest practicable standards in matters concerning maritime safety
and efficiency of navigation; |
|
(b) |
To
encourage the removal of discriminatory action and unnecessary restrictions
by Governments affecting shipping engaged in international trade so as to
promote the availability of shipping services to the commerce of the world
without discrimination; assistance and encouragement given by a Government
for the development of its national shipping and for purposes of security
does not in itself constitute discrimination, provided that such assistance
and encouragement is not based on measures designed to restrict the freedom
of shipping of all flags to take part in international trade; |
|
(c) |
To
provide for the consideration by the Organization of matters concerning
unfair restrictive practices by shipping concerns in accordance with Part
II; |
|
(d) |
To provide for the consideration by the Organization of any matters concerning
shipping that may be referred to it by any organ or specialized agency of
the United Nations; |
|
(e) |
To
provide for the exchange of information among Governments on matters under
consideration by the Organization. |
In the 1948 convention
text, there was no reference to marine pollution or the environment, now among
IMO's greatest concerns. Maritime safety was only referred to briefly, at the
end of paragraph (a). The emphasis was on economic action to promote "freedom"
and end "discrimination". Paragraphs (b) and (c) were of concern to
a number of Governments who regarded promises to create "a world without
discrimination" and to take action against "unfair restrictive practices",
as dangerous interference in the practice of free enterprise.
In Part II of the Convention, dealing with the Organization's functions, Article
2 stated: "The functions of the Organization shall be consultative and
advisory."
Article 3 (b) said that, in order to achieve the purposes set out in Article
1, IMO should "provide for the drafting of conventions, agreements, or
other suitable instruments, and to recommend these to Governments and to intergovernmental
organizations, and to convene such conferences as may be necessary". IMO
was not given the authority itself to adopt treaties. Article 3 (c) said that
IMO should "provide machinery for consultation among Members and the exchange
of information among Governments".
It was expected in 1948 that Article 1 (b) in particular would prove controversial,
because Article 4 stated: "When, in the opinion of the Organization, any
matter concerning unfair restrictive practices by shipping concerns is incapable
of settlement through the normal processes of international shipping business,
or has in fact so proved, and provided it shall first have been the subject
of direct negotiations between the Members concerned, the Organization shall,
at the request of those Members, consider the matter."
The Convention provided for three main organs: the Assembly, the Council and
the Maritime Safety Committee (MSC).
The Assembly was to consist of all Member States and to meet once every two
years, with provision for extraordinary sessions if necessary. Its main tasks
were to vote on the budget and decide financial arrangements, to determine the
general policy of the Organization to achieve the purposes of Article 1 and
to adopt resolutions submitted to it by the Council and the MSC.
The Council
originally consisted of 16 Member States (now 40 see below)
elected by the Assembly, of which, according to Article 17:
| (a) |
six
shall be governments of the nations with the largest interest in providing
international shipping services; |
| (b) |
six
shall be governments of other nations with the largest interest in international
seaborne trade; |
| (c) |
two
shall be elected by the Assembly from among the Governments of nations having
a substantial interest in providing international shipping services, and |
| (d) |
two
shall be elected by the Assembly from among the governments of nations having
substantial interest in international seaborne trade. |
The main functions
of the Council were to receive recommendations and reports of the MSC and transmit
them to the Assembly; to appoint the Secretary-General, with the approval of
Assembly; to submit budget estimates and, between sessions of the Assembly,
to perform other functions of the Organization.
The MSC was
also an elected body consisting of 14 Members elected by the Assembly (later
expanded to include all Members see below). Eight were to be the largest
shipowning nations and the remainder were to be elected "so as to ensure
adequate representation of other Members, governments of other nations with
an important interest in maritime safety, such as nations interested in the
supply of large numbers of crews or in the carriage of large numbers of berthed
and unberthed passengers, and of major geographical areas". Members were
to be elected every four years and were to be eligible for re-election.
The duties
of the MSC (Article 29) were to consider "aids to navigation, construction
and equipment of vessels, manning from a safety standpoint, rules for the prevention
of collisions, handling of dangerous cargoes, maritime safety procedures and
requirements, hydrographic information, log-books and navigational records,
marine casualty investigation, salvage and rescue and any other matters directly
affecting maritime safety".
The Convention
then went on to deal with the Secretariat, finances, voting (each Member was
to have one vote), the headquarters (it was to be in London) and various other
matters.
Article 59
stated that the Convention "would enter into force on the date when 21
States, of which seven shall each have a total tonnage of not less than 1,000,000
gross tons of shipping, have become parties to the Convention...".
The question
of funding was left to the IMO Assembly to decide. Article 41 of the Convention
stated that the Assembly "should apportion the expenses among the Members
in accordance with a scale to be fixed by it after consideration of the proposals
of the Council thereon".
Long
process to entry into force
It was hoped that the Convention would enter into force relatively quickly.
The Geneva conference established a preparatory committee to deal with such
matters as rules of procedure, draft financial regulations and a provisional
agenda. It also resolved that a conference to revise the International Convention
for the Safety of Life at Sea (SOLAS), due to be held in London later in 1948,
should draft provisions taking into account the duties and functions which had
been accorded to IMO, the intention being to delegate future responsibilities
for the Convention to IMO.
However,
not everyone wanted to see IMO come into existence. To some countries, much
of Article 1 was unacceptable. Some were afraid that the treaty would lead to
interference with their own national shipping industries and laws. Others felt
that the IMO Convention was written by and for the benefit of the handful of
countries which dominated shipping at that time.
By the mid-1950s
the delay in ratifying the IMO convention was causing concern. The 1948 SOLAS
Convention was already in need of revision. New maritime problems were also
beginning to emerge, among them oil pollution. In 1954 a conference in London
adopted the International Convention for Prevention of Pollution by Oil and
agreed that it would become the responsibility of IMO once the new organization
was established.
Gradually
the number of Parties to the Convention increased. But many of them registered
declarations or reservations which had the effect of greatly restricting the
Organization's area of activities. Several used identical wording stating "it
is in the field of technical and nautical matters that the Organization can
make its contribution towards the development of shipping and seaborne trade
throughout the world. If the Organization were to extend its activities to matters
of a purely commercial or economic nature, a situation might arise where the
Government (of the country concerned) would have to consider resorting to the
provisions regarding withdrawal".
Entry
into force 1958
On 17 March,
1958, Egypt became the 21st State to accept the IMO Convention and it finally
entered into force 12 months later. But by the time the new Organization met for
the first time in January 1959, so many reservations had been submitted that it
was clear that it would not be able to engage in any activities that might be
regarded as economic or commercial. It would have to confine itself to mainly
technical issues, especially those involving safety as defined in Article 29.
The first Assembly met in January 1959 and much of its work concerned administrative
arrangements, one of the most important being the apportionment of expenses among
Member States. Resolution A.20(I) agreed that each Member should pay a basic assessment
to be determined by the percentage of its contribution to the United Nations.
Countries paying less than 2% would have to pay $US 2,000, while those paying
10% or more would have to pay $US10,000.
Each Member would additionally pay an additional assessment determined by the
gross registered tonnage of its merchant marine, as shown in the latest edition
of Lloyd's Register of Shipping, on the basis of one share for every 1,000 tons.
In practice, therefore, contributions to the IMO budget are based primarily on
shipping tonnage rather than national wealth. This system is unique in the United
Nations system.
The
1964 amendments entry into force 1967
The 1960s
saw the emergence of new nations, many of which had an interest in maritime
affairs. Membership of IMO was growing and in September 1964, at the 2nd Extraordinary
Session of the Assembly, IMO adopted an amendment to the IMO Convention that
increased the size of the Council to 18.
The main
shipowning and trading nations continued to have six seats each, but a third
group (c) was added consisting of six Member States "which have special
interests in maritime transport or navigation and whose election to the Council
will ensure the representation of all major geographic areas of the world".
The
1965 amendments entry into force 1968
The 4th
regular session of the Assembly in 1965 adopted an amendment to Article 28 increasing
membership of the Maritime Safety Committee to 16. Of these, eight were to be
elected from among the ten largest shipowning States and four to be elected
in such a way as to ensure that Africa, the Americas, Asia and Oceania and Europe
were all represented. The other four seats "shall be elected from among
States not otherwise represented on the Committee".
The 1964
and 1965 amendments were important because they acknowledged the fact that the
membership of IMO was not only growing but was changing. The dominance of the
traditional maritime countries was coming to an end as more and more developing
nations joined the Organization.
The
1974 amendments entry into force 1978
At the 5th Extraordinary Session in October 1974, Council membership was
increased to 24 Member States. This was done by enlarging Group (c) to 12 Member
States.
More significantly, Article 28 was amended. The existing text was replaced
by one line stating: "The Maritime Safety Committee shall consist of all
Members". These
amendments did much to counter the criticism that IMO was still dominated by
traditional shipowning nations. The change in membership was underlined by the
adoption of resolution A.316 (ES.V) which noted that "a high number of
the members of the Organization is constituted by developing countries and that
such fact has not so far been reflected in the composition of the governing
bodies of the Organization".
The resolution
stated that the amendments were adopted "as a recognition of the need of
wider and more equitable representation in the Council and all sectors interested
in the work of the Organization, having regard to the increased membership of
the Organization and the need to improve the representation of developing countries
in the Council".
The
1975 amendments entry into force 1982
In 1967,
the Torrey Canyon oil spill illustrated the immense environmental damage
that could result from an accident involving a large oil tanker. The protection
of the marine environment became a major issue, but the Torrey Canyon
spill also revealed a number of deficiencies in the international system for
assessing liability and compensation for oil spill damage. IMO established a
Legal Committee to deal with the latter and a new sub-committee of the MSC to
handle environmental issues.
By the mid-1970s
both subjects were recognized as being important enough to become a permanent
part of the IMO work programme. In 1975, the 9th Assembly adopted resolution
A.358(IX) which formed a new Marine Environment Protection Committee (MEPC)
and raised it and the Legal Committee to the same status as the MSC.
Article
1 of the Convention was changed by adding to the list of purposes "the
prevention and control of marine pollution from ships; and to deal with legal
matters related to the purposes set out in this Article."
Also, the
name of the Organization was changed to the International Maritime Organization.
It was felt that the original name was confusing, especially the inclusion of
the word "Consultative", which gave the impression that IMO could
only talk, rather than take decisions and act.
The
1977 amendments entry into force 1984
IMOs
10th assembly adopted amendments to Article I parts (a) and
(d) to accommodate the Organization's growing involvement in environmental,
administrative and legal issues. Article 2, which then limited IMO's role to
being consultative and advisory, was deleted and subsequent articles renumbered.
The Technical
Co-operation Committee (which had been established in 1969) was raised to the
same status as the MSC, Legal Committee and MEPC.
The
1979 amendments entry into force 1984
The council
was increased in size to 32, with 16 places for Group (c).
The
1991 amendments entry into force see
status of Conventions summary
The amendments
raise the Facilitation Committee to the same status as the other Committees.
The Committee seeks to standardize the documentary procedures involved in international
maritime trade and to remove the unnecessary "red tape" that is often
involved.
The amendments
will enter into force after ratification by two-thirds of IMO Members.
The
1993 amendments entry into force 7 November 2002
The amendments
increased the size of the Council to 40, with Groups (a) and (b) increased to
ten and Group (c) to 20 Member States. The adoption of the amendments followed
concern over elections to the Council held during the 17th session of the Assembly,
when several time-consuming votes had to be held to decide membership of Group
(a) because so many Members were seeking election.
Convention
on the International Maritime Organization
(Available
to purchase see Publications)
Articles
of the Convention Summary
Part
1 Purposes of the Organization
Article 1 states the purposes of the organization are:
| (a) |
To
provide machinery for co-operation among Governments in the field of governmental
regulation and practices relating to technical matters of all kinds affecting
shipping engaged in international trade, and to encourage the general adoption
of the highest practicable standards in matters concerning maritime safety,
efficiency of navigation and prevention and control of marine pollution
from ships; and to deal with administrative and legal matters related
to the purposes set out in this Article; |
|
(b) |
To
encourage the removal of discriminatory action and unnecessary restrictions
by Governments affecting shipping engaged in international trade so as to
promote the availability of shipping services to the commerce of the world
without discrimination; assistance and encouragement given by a Government
for the development of its national shipping and for purposes of security
does not in itself constitute discrimination, provided that such assistance
and encouragement is not based on measures designed to restrict the freedom
of shipping of all flags to take part in international trade; |
| (c) |
To
provide for the consideration by the Organization of matters concerning
unfair restrictive practices by shipping concerns in accordance with Part
II; |
|
(d) |
To
provide for the consideration by the Organization of any matters concerning
shipping and the effect of shipping on the marine environment that may be referred to it by any organ or specialized agency of
the United Nations; |
| (e) |
To
provide for the exchange of information among Governments on matters under
consideration by the Organization. |
Part II
Functions
Article 2
states that IMO provides for the drafting of conventions, agreements or other
suitable instruments; provides machinery for consultation among Members and
exchange of information; facilitates technical co-operation.
Article
3 states that for matters capable of settlement through the normal processes
of international shipping business, the IMO should recommend their resolution
in that manner.
Part III
Membership
Articles 4-10
give procedures for becoming a Member (or Associate Member) of IMO, by becoming
Party to the IMO Convention.
Part IV
Organs
Article
11 states the Organization consists of an Assembly, Council, Maritime
Safety Committee, Legal Committee, Marine Environment Protection Committee (MEPC),
Technical Co-operation Committee and such subsidiary organs as the Organization
may at any time consider necessary; and a Secretariat.
Part V-
The Assembly
Articles 12-15 give constitution (all Members) and functions of the Assembly.
Part VI The
Council Articles
16-26 relate to composition, election procedures and functions of the
Council. Part
VII Maritime Safety Committee Articles
27-31 give constitution (all Members) and functions/work of the Committee.
Part VIII
Legal Committee
Articles
32-36 give constitution (all Members) and functions/work of the Committee.
Part IX
Marine Environment Protection Committee
Articles 37-41 give constitution (all Members) and functions/work of the
Committee.
Part X
Technical Co-operation Committee
Articles 42-46 give constitution (all Members) and functions/work of the
Committee.
Part XI
The Secretariat
Articles
47-52 give functions and duties of the Secretariat.
Part XII Finances
Articles
53-56 give financial obligations of the Member States
Part XIII
Voting
Article
57 Each Member has one vote, decisions shall be by a majority vote.
Part XIV Headquarters of the Organization
Article 58 The headquarters is established in London; the Assembly may
by two-thirds majority vote change the site if necessary; sessions may be held
in any place other than Headquarters if Council deems it necessary.
Part XV Relationship with the United Nations and other organizations
Articles
59-63 relate to relationships and co-operation with the United Nations,
intergovernmental organizations and non-governmental organizations.
Part
XVI Legal capacity, privileges and immunities
Articles 64-65 refers to the General Convention on the Privileges and
Immunities of the Specialized Agencies of the United Nations and refers to Appendix
II of the IMO Convention which gives provisions on legal capacity, privileges
and immunities which should be applied by Members and by the Organization.
Part XVII Amendments
Articles 66-68 Amendments to the IMO Convention must be adopted by two-third
majority vote of the Assembly and enter into force 12 months after acceptance
by two-thirds of Member States.
Part
XVIII Interpretation
Articles 69-70 questions or disputes over interpretation or application
of the Convention shall be referred to the Assembly; if they cannot be settles,
they must be referred to the International Court of justice for an advisory
opinion.
Part XIX Miscellaneous
Provisions
Articles 71-73 cover signature and acceptance; territories; withdrawal.
Part XX Entry into force
Articles 74-77 entry into force provisions.
_________________
|
 |
|