Convention on the Prevention of Marine Pollution by Dumping of Wastes and Other Matter, 1972
Adoption: 13 November 1972
Entry into force: 30 August 1975
See also London Convention
1972
Introduction
The 1978 amendments - incineration
The 1978 amendments - disputes
The 1980 amendments - list of substances
The 1989 amendments - permits
The 1993 amendments - banning of dumping of low-level radioactive wastes;
phasing out of dumping of industrial wastes; banning of incineration at sea
of industrial wastes
1996 Protocol - revised convention, precautionary approach
1996 Protocol - permitted dumping
2006 amendments - CO2 sequestration
Introduction
The Inter-Governmental Conference on the Convention on the Dumping of Wastes
at Sea, which met in London in November 1972 at the invitation of the United
Kingdom, adopted this instrument, generally known as the London Convention.
When the Convention came into force on 30 August 1975, IMO was made responsible
for the Secretariat duties related to it.
The Convention has a global character, and contributes to the international
control and prevention of marine pollution. It prohibits the dumping of certain
hazardous materials, requires a prior special permit for the dumping of a number
of other identified materials and a prior general permit for other wastes or
matter.
"Dumping" has been defined as the deliberate disposal at sea of wastes or other
matter from vessels, aircraft, platforms or other man-made structures, as well
as the deliberate disposal of these vessels or platforms themselves.
Wastes derived from the exploration and exploitation of sea-bed mineral resources
are, however, excluded from the definition. The provision of the Convention
shall also not apply when it is necessary to secure the safety of human life
or of vessels in cases of force majeure.
Among other requirements, Contracting Parties undertake to designate an authority
to deal with permits, keep records, and monitor the condition of the sea.
Other articles are designed to promote regional co-operation, particularly in
the fields of monitoring and scientific research.
Annexes list wastes which cannot be dumped and others for which a special dumping
permit is required. The criteria governing the issuing of these permits are
laid down in a third Annex which deals with the nature of the waste material,
the characteristics of the dumping site and method of disposal.
The 1978 amendments - incineration
Adoption: 12 October 1978
Entry into force: 11 March 1979
The amendments affect Annex I of the Convention and are concerned with the incineration
of wastes and other matter at sea.
The 1978 amendments - disputes
Adoption: 12 October 1978
Entry into force: 60 days after being accepted by two thirds of Contracting
Parties.
Status: see status of conventions
As these amendments affect the articles of the Convention they are not subject
to the tacit acceptance procedure and will enter into force one year after being
positively accepted by two thirds of Contracting Parties. They introduce new
procedures for the settlement of disputes.
The 1980 amendments - list of substances
Adoption: 24 September 1980
Entry into force: 11 March 1981
These amendments are related to those concerned with incineration and list substances
which require special care when being incinerated.
The 1989 amendments
Adoption: 3 November 1989
Entry into force: 19 May 1990
The amendments qualify the procedures to be followed when issuing permits under
Annex III. Before this is done, consideration has to be given to whether there
is sufficient scientific information available to assess the impact of dumping.
The 1993 amendments
Adoption: 12 November 1993
Entry into force: 20 February 1994
The amendments banned the dumping into sea of low-level radioactive wastes.
In addition, the amendments:
· phased out the dumping of industrial wastes by 31 December 1995
· banned the incineration at sea of industrial wastes.
Although all three disposal methods were previously permitted under the Convention,
attitudes towards the use of the sea as a site for disposal of wastes have changed
over the years.
In 1983 the Contracting Parties to the LC adopted a resolution calling for a
moratorium on the sea dumping of low-level radioactive wastes. Later resolutions
called for the phasing-out of industrial waste dumping and an end to the incineration
at sea of noxious liquid wastes.
1996 Protocol
Adoption: 7 November 1996
Entry into force: 24 March 2006
The Protocol is intended to replace the 1972 Convention.
It represents a major change of approach to the question of how to regulate
the use of the sea as a depository for waste materials.
One of the most important innovations is to introduce (in Article 3) what is
known as the "precautionary approach". This requires that "appropriate preventative
measures are taken when there is reason to believe that wastes or other matter
introduced into the marine environment are likely to cause harm even when there
is no conclusive evidence to prove a causal relation between inputs and their
effects.
"The article also states that "the polluter should, in principle, bear the cost
of pollution" and it emphasizes that Contracting Parties should ensure that
the Protocol should not simply result in pollution being transferred from one
part of the environment to another.
The 1972 Convention permits dumping to be carried out provided certain conditions
are met. The severity of these conditions varies according to the danger to
the environment presented by the materials themselves and there is a "black
list" containing materials which may not be dumped at all.
The 1996 Protocol is much more restrictive.
Permitted dumping
Article 4 states that Contracting Parties "shall prohibit the dumping of any
wastes or other matter with the exception of those listed in Annex 1."
These are:
1. Dredged material
2. Sewage sludge
3. Fish waste, or material resulting from industrial fish processing operations
4. Vessels and platforms or other man-made structures at sea
5. Inert, inorganic geological material
6. Organic material of natural origin
7. Bulky items primarily comprising iron, steel, concrete and similar unharmful
materials for which the concern is physical impact and limited to those circumstances,
where such wastes are generated at locations, such as small islands with isolated
communities, having no practicable access to disposal options other than dumping.
The only exceptions to this are contained in Article 8 which permits dumping
to be carried out "in cases of force majeure caused by stress of weather, or
in any case which constitutes a danger to human life or a real threat to vessels..."
Incineration of wastes at sea was permitted under the 1972 Convention, but was
later prohibited under amendments adopted in 1993. It is specifically prohibited
by Article 5 of the 1996 Protocol.
In recent years concern has been expressed at the practice of exporting wastes
which cannot be dumped at sea under the 1972 Convention to non-Contracting Parties.
Article 6 of the Protocol states that "Contracting Parties shall not allow the
export of wastes or other matter to other countries for dumping or incineration
at sea."
Article 9 requires Contracting Parties to designate an appropriate authority
or authorities to issue permits in accordance with the Protocol.
The Protocol recognizes the importance of implementation and Article 11 details
compliance procedures under which, no later than two years after the entry into
force of the Protocol, the Meeting of Contracting Parties "shall establish those
procedures and mechanisms necessary to assess and promote compliance..."
A key provision is the so-called transitional period (Article 26) which allows
new Contracting Parties to phase in compliance with the convention over a period
of five years. This provision is supported by extended technical assistance
provisions.
IMO is made responsible for Secretariat duties in relation to the Protocol (as
it is by the 1972 Convention). Other Articles contain procedures for settling
disputes (Article 16) and amendments. Amendments to the Articles shall enter
into force "on the 60th day after two-thirds of Contracting Parties shall have
deposited an instrument of acceptance of the amendment with the Organization"
(meaning IMO).
The Protocol contains three annexes. Annex 1 is described above and the other
two deal with assessment of wastes and arbitral procedures.
Amendments to the annexes are adopted through a tacit acceptance procedure under
which they will enter into force not later than 100 days after being adopted.
The amendments will bind all Contracting Parties except those which have explicitly
expressed their non-acceptance.
2006
Amendments to the 1996 Protocol
Adoption: 2 November 2006
Entry into force: 10 February 2007
Storage of carbon dioxide (CO2) under the seabed will be allowed from 10
February 2007, under amendments to an international convention governing the
dumping of wastes at sea.
Contracting Parties
to the London Protocol, at their first meeting held in London from 30 October
to 3 November, adopted amendments to the 1996 Protocol to the Convention on
the Prevention of Marine Pollution by Dumping of Wastes and Other Matter, 1972
(London Convention). The amendments regulate the sequestration of CO2 streams
from CO2 capture processes in sub-seabed geological formations.
Parties also agreed
that guidance on the means by which sub-seabed geological sequestration of carbon
dioxide can be conducted should be developed as soon as possible. This will,
when finalized, form an important part of the regulation of this activity. Arrangements
have been made to ensure that this guidance will be considered for adoption
at the 2nd Meeting of Contracting Parties in November 2007.
This means that
a basis has been created in international environmental law to regulate carbon
capture and storage (CCS) in sub-seabed geological formations, for permanent
isolation, as part of a suite of measures to tackle the challenge of climate
change and ocean acidification, including, first and foremost, the need to further
develop low carbon forms of energy. In practice, this option would apply to
large point sources of CO2 emissions, including power plants, steel and cement
works.
The amendments,
which will enter into force 100 days after adoption (i.e. on 10 February 2007),
state that carbon dioxide streams may only be considered for dumping, if: disposal
is into a sub-seabed geological formation; they consist overwhelmingly of carbon
dioxide (they may contain incidental associated substances derived from the
source material and the capture and sequestration processes used); and no wastes
or other matter are added for the purpose of disposing of them.
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